Top 10 financial advisors in Providence, RI
We’ve curated a list of the best financial advisors in Providence, take a look at it below
Find an advisor in Providence| # | Financial advisor | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | $8,599,323,060 | 65 advisors | ||
| 2 | $939,622,618 | 11 advisors | ||
| 3 | $601,949,402 | 8 advisors | ||
| 4 | $525,987,124 | 8 advisors | ||
| 5 | $495,689,785 | 6 advisors | ||
| 6 | $307,452,806 | 4 advisors | ||
| 7 | $232,141,758 | 12 advisors | ||
| 8 | $201,724,066 | 2 advisors | ||
| 9 | $165,304,147 | 8 advisors | ||
| 10 | $103,905,679 | 3 advisors |
How we came up with this list
To generate our top financial advisors list in Providence, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Providence. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management. If you’re looking for a financial advisor and don’t mind which state they’re in, check out our best financial advisor article, which breaks down the best firms nationwide.
Nautic Partners, LLC
Nautic Partners, LLC is a financial advisory firm based in Providence, Rhode Island. It currently has approximately $8,599,323,060 of assets under management and employs about 65 people. Nautic Partners, LLC uses a fee structure of a percentage of assets under your management and performance-based fees.
Assets under management
$8,599,323,060
Headcount
65 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
SEC number
801-73944
Services offered
Portfolio Management For Pooled Investment Vehicles
Rex Capital Advisors, LLC
Rex Capital Advisors, LLC is a financial advisory firm based in Providence, Rhode Island. It currently has approximately $939,622,618 of assets under management and employs about 11 people. Rex Capital Advisors, LLC uses a fee structure of a percentage of assets under your management, fixed fees and annual/monthly fixed consulting fee.
Assets under management
$939,622,618
Headcount
11 advisors
Fee structure
A percentage of assets under your management
Fixed fees
ANNUAL/MONTHLY FIXED CONSULTING FEE
SEC number
801-61630
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
Whalerock Point Partners, LLC
Whalerock Point Partners, LLC is a financial advisory firm based in Providence, Rhode Island. It currently has approximately $601,949,402 of assets under management and employs about 8 people. Whalerock Point Partners, LLC uses a fee structure of a percentage of assets under your management, fixed fees and consulting fees.
Assets under management
$601,949,402
Headcount
8 advisors
Fee structure
A percentage of assets under your management
Fixed fees
CONSULTING FEES
SEC number
801-66848
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Consulting Service To Dental Insurance Company
Newman Dignan & Sheerar, Inc
Newman Dignan & Sheerar, Inc is a financial advisory firm based in Providence, Rhode Island. It currently has approximately $525,987,124 of assets under management and employs about 8 people. Newman Dignan & Sheerar, Inc uses a fee structure of a percentage of assets under your management, hourly charges, fixed fees and retirement plan consulting -percentage of plan assets.
Assets under management
$525,987,124
Headcount
8 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
RETIREMENT PLAN CONSULTING -PERCENTAGE OF PLAN ASSETS
SEC number
801-41412
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Financial Consulting Services
Canton Hathaway LLC
Canton Hathaway LLC is a financial advisory firm based in Providence, Rhode Island. It currently has approximately $495,689,785 of assets under management and employs about 6 people. Canton Hathaway LLC uses a fee structure of a percentage of assets under your management and fixed fees.
Assets under management
$495,689,785
Headcount
6 advisors
Fee structure
A percentage of assets under your management
Fixed fees
SEC number
801-113544
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Weybosset Research & Management, LLC
Weybosset Research & Management, LLC is a financial advisory firm based in Providence, Rhode Island. It currently has approximately $307,452,806 of assets under management and employs about 4 people. Weybosset Research & Management, LLC uses a fee structure of a percentage of assets under your management, fixed fees and performance-based fees.
Assets under management
$307,452,806
Headcount
4 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Performance-based fees
SEC number
801-57627
Services offered
Portfolio Management For Individuals And/or Small Businesses
Investment Model Provider
- Not sure which one to choose?Use our smart matching tool
Brown, Lisle/cummings, Inc
Brown, Lisle/cummings, Inc is a financial advisory firm based in Providence, Rhode Island. It currently has approximately $232,141,758 of assets under management and employs about 12 people. Brown, Lisle/cummings, Inc uses a fee structure of a percentage of assets under your management and fixed fees.
Assets under management
$232,141,758
Headcount
12 advisors
Fee structure
A percentage of assets under your management
Fixed fees
SEC number
801-121156
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Compton Capital Management Inc
Compton Capital Management Inc is a financial advisory firm based in Providence, Rhode Island. It currently has approximately $201,724,066 of assets under management and employs about 2 people. Compton Capital Management Inc uses a fee structure of a percentage of assets under your management and fixed fees.
Assets under management
$201,724,066
Headcount
2 advisors
Fee structure
A percentage of assets under your management
Fixed fees
SEC number
801-38720
Services offered
Portfolio Management For Individuals And/or Small Businesses
Have Ria, Inc.
Have Ria, Inc. is a financial advisory firm based in Providence, Rhode Island. It currently has approximately $165,304,147 of assets under management and employs about 8 people. Have Ria, Inc. uses a fee structure of a percentage of assets under your management, hourly charges, fixed fees, performance-based fees and renovation oversight, travel & consultant reimbursement.
Assets under management
$165,304,147
Headcount
8 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Performance-based fees
RENOVATION OVERSIGHT, TRAVEL & CONSULTANT REIMBURSEMENT
SEC number
801-128320
Services offered
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Real Estate Asset Management
- Not sure which one to choose?Use our smart matching tool
Sheeley & Partners Wealth Management, LLC
Sheeley & Partners Wealth Management, LLC is a financial advisory firm based in Providence, Rhode Island. It currently has approximately $103,905,679 of assets under management and employs about 3 people. Sheeley & Partners Wealth Management, LLC uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
Assets under management
$103,905,679
Headcount
3 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
SEC number
801-56822
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
General Consulting
Your first meeting is free.