Top 10 financial advisors in Rhode Island
We’ve curated a list of the best financial advisors in Rhode Island, take a look at it below
Find an advisor in Rhode Island| # | Financial advisor | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | $8,599,323,060 | 65 advisors | ||
| 2 | $939,622,618 | 11 advisors | ||
| 3 | $772,494,203 | 17 advisors | ||
| 4 | $601,949,402 | 8 advisors | ||
| 5 | $525,987,124 | 8 advisors | ||
| 6 | $495,689,785 | 6 advisors | ||
| 7 | $421,357,710 | 8 advisors | ||
| 8 | $365,740,980 | 4 advisors | ||
| 9 | $333,234,052 | 8 advisors | ||
| 10 | $314,740,971 | 10 advisors |
How we came up with this list
To generate our top financial advisors list in Rhode Island, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Rhode Island. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management. If you’re looking for a financial advisor and don’t mind which state they’re in, check out our best financial advisor article, which breaks down the best firms nationwide.
Nautic Partners, LLC
Nautic Partners, LLC is a financial advisory firm based in Providence, Rhode Island. It currently has approximately $8,599,323,060 of assets under management and employs about 65 people. Nautic Partners, LLC uses a fee structure of a percentage of assets under your management and performance-based fees.
Assets under management
$8,599,323,060
Headcount
65 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
SEC number
801-73944
Services offered
Portfolio Management For Pooled Investment Vehicles
Rex Capital Advisors, LLC
Rex Capital Advisors, LLC is a financial advisory firm based in Providence, Rhode Island. It currently has approximately $939,622,618 of assets under management and employs about 11 people. Rex Capital Advisors, LLC uses a fee structure of a percentage of assets under your management, fixed fees and annual/monthly fixed consulting fee.
Assets under management
$939,622,618
Headcount
11 advisors
Fee structure
A percentage of assets under your management
Fixed fees
ANNUAL/MONTHLY FIXED CONSULTING FEE
SEC number
801-61630
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
Capital Wealth Management, LLC
Capital Wealth Management, LLC is a financial advisory firm based in West Warwick, Rhode Island. It currently has approximately $772,494,203 of assets under management and employs about 17 people. Capital Wealth Management, LLC uses a fee structure of a percentage of assets under your management and fixed fees.
Assets under management
$772,494,203
Headcount
17 advisors
Fee structure
A percentage of assets under your management
Fixed fees
SEC number
801-76539
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Whalerock Point Partners, LLC
Whalerock Point Partners, LLC is a financial advisory firm based in Providence, Rhode Island. It currently has approximately $601,949,402 of assets under management and employs about 8 people. Whalerock Point Partners, LLC uses a fee structure of a percentage of assets under your management, fixed fees and consulting fees.
Assets under management
$601,949,402
Headcount
8 advisors
Fee structure
A percentage of assets under your management
Fixed fees
CONSULTING FEES
SEC number
801-66848
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Consulting Service To Dental Insurance Company
Newman Dignan & Sheerar, Inc
Newman Dignan & Sheerar, Inc is a financial advisory firm based in Providence, Rhode Island. It currently has approximately $525,987,124 of assets under management and employs about 8 people. Newman Dignan & Sheerar, Inc uses a fee structure of a percentage of assets under your management, hourly charges, fixed fees and retirement plan consulting -percentage of plan assets.
Assets under management
$525,987,124
Headcount
8 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
RETIREMENT PLAN CONSULTING -PERCENTAGE OF PLAN ASSETS
SEC number
801-41412
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Financial Consulting Services
Canton Hathaway LLC
Canton Hathaway LLC is a financial advisory firm based in Providence, Rhode Island. It currently has approximately $495,689,785 of assets under management and employs about 6 people. Canton Hathaway LLC uses a fee structure of a percentage of assets under your management and fixed fees.
Assets under management
$495,689,785
Headcount
6 advisors
Fee structure
A percentage of assets under your management
Fixed fees
SEC number
801-113544
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
- Not sure which one to choose?Use our smart matching tool
Briggs Advisory Group, Inc.
Briggs Advisory Group, Inc. is a financial advisory firm based in Lincoln, Rhode Island. It currently has approximately $421,357,710 of assets under management and employs about 8 people. Briggs Advisory Group, Inc. uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
Assets under management
$421,357,710
Headcount
8 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
SEC number
801-112491
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Blue Fin Capital, Inc.
Blue Fin Capital, Inc. is a financial advisory firm based in Warren, Rhode Island. It currently has approximately $365,740,980 of assets under management and employs about 4 people. Blue Fin Capital, Inc. uses a fee structure of and a percentage of assets under your management.
Assets under management
$365,740,980
Headcount
4 advisors
Fee structure
A percentage of assets under your management
SEC number
801-56127
Services offered
Portfolio Management For Individuals And/or Small Businesses
Hall Capital Management Company, Inc.
Hall Capital Management Company, Inc. is a financial advisory firm based in Barrington, Rhode Island. It currently has approximately $333,234,052 of assets under management and employs about 8 people. Hall Capital Management Company, Inc. uses a fee structure of a percentage of assets under your management and fixed fees.
Assets under management
$333,234,052
Headcount
8 advisors
Fee structure
A percentage of assets under your management
Fixed fees
SEC number
801-54286
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Consulting - Tax Preparation Services/retirement Plans
- Not sure which one to choose?Use our smart matching tool
Wealth Management Resources, Inc.
Wealth Management Resources, Inc. is a financial advisory firm based in Smithfield, Rhode Island. It currently has approximately $314,740,971 of assets under management and employs about 10 people. Wealth Management Resources, Inc. uses a fee structure of a percentage of assets under your management, hourly charges, fixed fees and commissions.
Assets under management
$314,740,971
Headcount
10 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Commissions
SEC number
801-57281
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Educational Seminars/workshops
Your first meeting is free.