Top 6 financial advisors in Novato, CA
We’ve curated a list of the best financial advisors in Novato, take a look at it below
Find an advisor in Novato| # | Financial advisor | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | $3,071,521,476 | 17 advisors | ||
| 2 | $982,978,832 | 14 advisors | ||
| 3 | $245,180,000 | 5 advisors | ||
| 4 | $237,745,000 | 8 advisors | ||
| 5 | $76,876,433 | 6 advisors | ||
| 6 | $44,582,718 | 1 advisors |
How we came up with this list
To generate our top financial advisors list in Novato, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Novato. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management. If you’re looking for a financial advisor and don’t mind which state they’re in, check out our best financial advisor article, which breaks down the best firms nationwide.
Hennessy Advisors, Inc.
Hennessy Advisors, Inc. is a financial advisory firm based in Novato, California. It currently has approximately $3,071,521,476 of assets under management and employs about 17 people. Hennessy Advisors, Inc. uses a fee structure of and a percentage of assets under your management.
Assets under management
$3,071,521,476
Headcount
17 advisors
Fee structure
A percentage of assets under your management
SEC number
801-36288
Services offered
Portfolio Management For Investment Companies
Equius Partners, Inc.
Equius Partners, Inc. is a financial advisory firm based in Novato, California. It currently has approximately $982,978,832 of assets under management and employs about 14 people. Equius Partners, Inc. uses a fee structure of a percentage of assets under your management and fixed fees.
Assets under management
$982,978,832
Headcount
14 advisors
Fee structure
A percentage of assets under your management
Fixed fees
SEC number
801-20786
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Winans Investments
Winans Investments is a financial advisory firm based in Novato, California. It currently has approximately $245,180,000 of assets under management and employs about 5 people. Winans Investments uses a fee structure of a percentage of assets under your management, hourly charges and subscription fees.
Assets under management
$245,180,000
Headcount
5 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Subscription fees
SEC number
801-43327
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Advisory Consulting And Research Services
Alpha Wealth Management And Planning LLC
Alpha Wealth Management And Planning LLC is a financial advisory firm based in Novato, California. It currently has approximately $237,745,000 of assets under management and employs about 8 people. Alpha Wealth Management And Planning LLC uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
Assets under management
$237,745,000
Headcount
8 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
SEC number
801-108554
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Mcm Wealth
Mcm Wealth is a financial advisory firm based in Novato, California. It currently has approximately $76,876,433 of assets under management and employs about 6 people. Mcm Wealth uses a fee structure of a percentage of assets under your management and hourly charges.
Assets under management
$76,876,433
Headcount
6 advisors
Fee structure
A percentage of assets under your management
Hourly charges
SEC number
801-122613
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Selection Of Other Advisers
Educational Seminars/workshops
Baughman Financial Group
Baughman Financial Group is a financial advisory firm based in Novato, California. It currently has approximately $44,582,718 of assets under management and employs about 1 people. Baughman Financial Group uses a fee structure of a percentage of assets under your management, hourly charges and commissions.
Assets under management
$44,582,718
Headcount
1 advisor
Fee structure
A percentage of assets under your management
Hourly charges
Commissions
SEC number
801-69698
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Educational Seminars/workshops
Consultations
Your first meeting is free.