Awm Financial Services Inc.

AWM Financial Services Inc. is a SEC registered investment advisor founded in 2007 by D. Ryan Wheless, offering portfolio management, investment analysis, and financial planning for individuals and high net worth clients. The firm specializes in quantitative, fundamental, technical, and economic analysis to align investments with client goals. AWM operates as a fiduciary, acting in the best interest of clients, requiring a written financial service agreement before providing services. The firm charges an asset-based fee for portfolio management services, with a maximum fee of 2.0% for individually managed accounts. AWM does not act as a custodian of client assets, maintaining asset control through a qualified custodian/broker. The minimum account size to open and maintain an advisory account is $500,000, with discretion over investment decisions unless specified by the client. AWM does not charge performance-based fees and provides investment strategies based on charting, fundamental, technical, cyclical, and economic analysis. Clients are responsible for proxy voting decisions, and the firm does not offer proxy voting services. AWM does not have direct custody of client funds, utilizing Charles Schwab as the custodian. The firm has no disciplinary history and discloses potential conflicts of interest related to affiliated businesses and compensation arrangements.