Aim Capital

**Summary:** **Firm Background and Expertise:** The American Institute for Advanced Investment Management, LLP, operating as AIM Capital, is a registered investment adviser based in Scottsdale, AZ. The firm offers asset management services through a wrap fee management program. AIM Capital was established in Arizona and provides continuous and ongoing supervision over client accounts based on individual financial situations, investment objectives, and risk tolerance. **Consumer-Facing Terms:** - **Minimum Account Size:** There are no minimum investment amounts required to establish an account with AIM Capital. - **Fee Structure:** Fees are charged based on a percentage of assets under management, billed quarterly in advance. The annual fee ranges from 0.85% to 1.6% based on the amount of assets under management. - **Fiduciary Status:** AIM Capital acts as a fiduciary when providing non-discretionary investment advice and discretionary asset management services. - **Investment Discretion:** Clients can authorize discretionary or non-discretionary management in their agreement for AIM Capital's Asset Management Program. **Investment Strategies:** AIM Capital utilizes cyclical and fundamental methods of analysis to evaluate investments. The firm offers long-term and short-term purchases, option writing, and tailors advisory services to individual client needs. **Advisory Business Description:** AIM Capital provides financial planning and consulting services, retirement plan services, and fiduciary consulting and management services. The firm does not vote proxies on behalf of clients and encourages clients to contact their portfolio managers directly. AIM Capital's Code of Ethics ensures that client interests are prioritized, and personal securities transactions are monitored to prevent conflicts of interest. **Customer Privacy Policy:** AIM Capital is committed to safeguarding client information and does not share confidential information with nonaffiliated third parties, except as permitted or required by law. Clients have the opportunity to opt out of any disclosures not mandated by law. This summary provides an overview of AIM Capital's background, expertise, consumer-facing terms, investment strategies, advisory services, and privacy policy.