Redwood Wealth Management, LLC

Benjamin Lincoln is the CEO, Chief Compliance Officer, and Advisor at Redwood Wealth Management, LLC since November 2014. He has a Bachelor of Science in Business Administration from the University of North Carolina - Charlotte, graduating in 2003. Prior to joining Redwood, he worked as a Registered Representative at LPL Financial from December 2007 to November 2014 and at AG Edwards from May 2004 to December 2007. Mr. Lincoln was found to have violated the custody rule under the Investment Advisors Act, resulting in a censure and a civil penalty of $20,000. He is also licensed as an insurance agent and may offer insurance products through an independent agency, but he is committed to acting in the client's best interest as a fiduciary. Clients have the option to request bill payment facilitation services through Redwood Wealth Management, with payments made from the client's advisory account upon receiving written authorization. Mr. Lincoln may receive compensation from product sponsors, which can include gifts valued under $100 annually, dinners, tickets to events, or reimbursement for educational or marketing initiatives. As the Chief Compliance Officer, Mr. Lincoln supervises all advisory accounts at Redwood Wealth Management, ensuring adherence to the firm's Code of Ethics. Account activity is reviewed regularly to align with client objectives, including investment strategies, performance, diversification, and suitability. Clients can contact Mr. Lincoln at (888) 552-1905 for any inquiries.