Alpha Capital Management Group LLC

Alpha Capital Management Group, LLC, based in Denver, Colorado, has been providing investment advisory services since its registration with the SEC in May 2016. The firm caters to individuals, high-net-worth individuals, estates, trusts, and small to medium-sized businesses with employer-sponsored retirement plans. The firm offers discretionary and non-discretionary investment management services, including investment analysis, allocation of investments, financial planning, and ongoing portfolio monitoring. Clients can expect their portfolios to be diversified among various mutual funds, cash, public and private securities, ETFs, and individual debt and equity securities based on their investment objectives. Alpha Capital charges fees based on a percentage of assets under management or a flat quarterly fee. The firm's maximum investment advisory fee is 1.50%, with annual fixed fees ranging from $500 to $100,000, depending on the level of engagement. Clients may engage in the Alpha Intelligent Portfolios automated investment program, with a minimum investment of $5,000. The firm also offers retirement plan advisory services for employer-sponsored retirement plans, such as 401(k), 457, 403(b), and ROBS Plans. Clients have the option to engage in consulting services for specific areas of concern, such as estate planning or real estate. Alpha Capital has no disciplinary information to report and does not charge performance-based fees. The firm recommends the use of Fidelity, Charles Schwab, and LPL Financial as custodians for client accounts. Clients receive regular account reviews and statements, and the firm does not vote proxies or participate in class action suits on behalf of clients. The firm does not require prepayment of fees exceeding $1,200 or have financial conditions that may impair its ability to meet commitments.