Bruce G. Allen Investments, LLC

Bruce G. Allen Investments, LLC, established in 2017, is a Denver-based investment management firm specializing in advisory services for individuals, high-net-worth individuals, charitable organizations, and more. The firm offers discretionary investment management and supervisory services, primarily allocating client assets among equity securities, individual debt, cash, mutual funds, and ETFs. Investment strategies include Modern Portfolio Theory and asset allocation to diversify portfolios. The firm may also recommend ESG holdings upon client request. Financial planning services cover various goals and objectives, including estate, income tax, and wealth transfer planning. The firm partners with Schwab as the custodian and broker, providing access to a range of investment products and services. Fees are based on a percentage of assets under management, with a maximum annual advisory fee typically less than 1.25%. The firm does not engage in performance-based fees, and clients have the right to leave standing instructions regarding investments. Bruce G. Allen Investments does not vote proxies on behalf of clients and does not have custody beyond fee deduction authorization. The firm has no disciplinary history and maintains a Code of Ethics to ensure client interests are prioritized.